Record Keeping Guide

Record Keeping Guide

Keep the right documents, for the right length of time, in a system that is easy to maintain.

What to Keep

Save records that support income, deductions, credits, and cost basis.

  • Income and reporting documents (W-2, 1099, K-1)
  • Receipts for deductions and credits (charitable, medical, education)
  • Investment statements and trade confirmations (1099-B, 5498)
  • Property and asset records (purchase, improvements, depreciation)
  • Retirement and benefit contribution confirmations
  • Prior-year returns, extensions, and payment records

How Long to Keep Records

Retention needs vary by situation. These are common guidelines.

Record type Typical retention window
Tax returns and supporting documents At least 3 years; up to 7 in certain cases
Investment and property basis records Keep while owned + at least 3 years after sale
Retirement and benefit contribution records At least 3 years after filing
Business and payroll records Typically 4-7 years (varies by requirement)
Estate, trust, and legal documents Keep indefinitely

Retention requirements can differ based on your circumstances and regulations. Confirm with a tax professional.

Organization Tips

  • Use a simple folder structure by year and category.
  • Scan paper records and store PDFs with clear file names.
  • Keep original signed documents in a secure location.
  • Back up records to encrypted storage or a secure cloud.
  • Separate personal and business records to avoid confusion.

Audit Readiness

  • Reconcile totals to tax returns and account statements.
  • Keep notes for unusual transactions and one-time events.
  • Maintain proof of payment for taxes and large deductions.

Quick Checklist

  • Prior-year returns and filed extensions
  • All income statements (W-2, 1099, K-1)
  • Deduction and credit receipts
  • Contribution confirmations
  • Asset purchase and sale documents
  • Business expense logs (if applicable)

Need help setting this up?

We can help you build a record-keeping system that supports filing and planning.

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